As a KYC Analyst, you will ensure that Know Your Client (KYC) Due Diligence processes are conducted and completed accurately prior to establishing trading relationships with customers.

RESPONSIBILITIES:

• Responsible for the KYC processing of new accounts
• Assess issues of potential non-compliance, provide recommendations and, together with the Customer Success team, work with areas involved to resolve and implement improved controls.
• Conduct KYC due diligence searches and perform reviews for Standard/Medium/High risk accounts.
• Identify potential areas for improved processing and automation of manual processes wherever possible.
• Act as Subject Matter Expert on KYC data issues in Canada.
• Escalate to Compliance and/or Fraud Department/s on accounts identified as High Risk or where material adverse information has been identified.